FCC 4.9 Revised as of October 1, 2005
Goto Year:2004 |
2006
Sec. 4.9 Outage reporting requirements—threshold criteria.
(a) Cable. All cable communications providers shall submit electronically a
Notification to the Commission within 120 minutes of discovering that they
have experienced on any facilities that they own, operate, lease, or
otherwise utilize, an outage of at least 30 minutes duration that:
(1) Potentially affects at least 900,000 user minutes of telephony service;
(2) Affects at least 1,350 DS3 minutes;
(3) Potentially affects any special offices and facilities (in accordance
with paragraphs (a) through (d) of Sec. 4.5); or
(4) Potentially affects a 911 special facility (as defined in paragraph (e)
of Sec. 4.5), in which case they also shall notify, as soon as possible by
telephone or other electronic means, any official who has been designated by
the management of the affected 911 facility as the provider's contact person
for communications outages at that facility, and they shall convey to that
person all available information that may be useful to the management of the
affected facility in mitigating the effects of the outage on callers to that
facility. (DS3 minutes and user minutes are defined in paragraphs (d) and
(e) of Sec. 4.7.) Not later than 72 hours after discovering the outage, the
provider shall submit electronically an Initial Communications Outage Report
to the Commission. Not later than thirty days after discovering the outage,
the provider shall submit electronically a Final Communications Outage
Report to the Commission. The Notification and the Initial and Final reports
shall comply with all of the requirements of Sec. 4.11.
(b) IXC or LEC tandem facilities. In the case of IXC or LEC tandem
facilities, providers must, if technically possible, use real-time blocked
calls to determine whether criteria for reporting an outage have been
reached. Providers must report IXC and LEC tandem outages of at least 30
minutes duration in which at least 90,000 calls are blocked or at least
1,350 DS3-minutes are lost. For interoffice facilities which handle traffic
in both directions and for which blocked call information is available in
one direction only, the total number of blocked calls shall be estimated as
twice the number of blocked calls determined for the available direction.
Providers may use historic carried call load data for the same day(s) of the
week and the same time(s) of day as the outage, and for a time interval not
older than 90 days preceding the onset of the outage, to estimate blocked
calls whenever it is not possible to obtain real-time blocked call counts.
When using historic data, providers must report incidents where at least
30,000 calls would have been carried during a time interval with the same
duration of the outage. (DS3 minutes are defined in paragraph (d) of Sec. 4.7.)
In situations where, for whatever reason, real-time and historic carried
call load data are unavailable to the provider, even after a detailed
investigation, the provider must determine the carried call load based on
data obtained in the time interval between the onset of the outage and the
due date for the final report; this data must cover the same day of the
week, the same time of day, and the same duration as the outage.
Justification that such data accurately estimates the traffic that would
have been carried at the time of the outage had the outage not occurred must
be available on request. If carried call load data cannot be obtained
through any of the methods described, for whatever reason, then the provider
shall report the outage.
(c) Satellite. (1) All satellite operators shall submit electronically a
Notification to the Commission within 120 minutes of discovering that they
have experienced on any facilities that they own, operate, lease, or
otherwise utilize, of an outage of at least 30 minutes duration that
manifests itself as a failure of any of the following key system elements:
One or more satellite transponders, satellite beams, inter-satellite links,
or entire satellites. In addition, all Mobile-Satellite Service (“MSS”)
satellite operators shall submit electronically a Notification to the
Commission within 120 minutes of discovering that they have experienced on
any facilities that they own, operate, lease, or otherwise utilize, of an
outage of at least 30 minutes duration that manifests itself as a failure of
any gateway earth station, except in the case where other earth stations at
the gateway location are used to continue gateway operations within 30
minutes of the onset of the failure.
(2) All satellite communications providers shall submit electronically a
Notification to the Commission within 120 minutes of discovering that they
have experienced on any facilities that they own, operate, lease, or
otherwise utilize, an outage of at least 30 minutes duration that manifests
itself as:
(i) A loss of complete accessibility to at least one satellite or
transponder;
(ii) A loss of a satellite communications link that potentially affects at
least 900,000 user-minutes (as defined in Sec. 4.7(d)) of either telephony
service or paging service;
(iii) Potentially affecting any special offices and facilities (in
accordance with paragraphs (a) through (d) of Sec. 4.5) other than airports; or
(iv) Potentially affecting a 911 special facility (as defined in (e) of
Sec. 4.5), in which case they also shall notify, as soon as possible by
telephone or other electronic means, any official who has been designated by
the management of the affected 911 facility as the provider's contact person
for communications outages at that facility, and they shall convey to that
person all available information that may be useful to the management of the
affected facility in mitigating the effects of the outage on callers to that
facility.
(3) Not later than 72 hours after discovering the outage, the operator
and/or provider shall submit electronically an Initial Communications Outage
Report to the Commission. Not later than thirty days after discovering the
outage, the operator and/or provider shall submit electronically a Final
Communications Outage Report to the Commission.
(4) The Notification and the Initial and Final reports shall comply with all
of the requirements of Sec. 4.11.
(5) Excluded from these outage-reporting requirements are those satellites,
satellite beams, inter-satellite links, MSS gateway earth stations,
satellite networks, and transponders that are used exclusively for
intra-corporate or intra-organizational private telecommunications networks,
for the one-way distribution of video or audio programming, or for other
non-covered services (that is, when they are never used to carry common
carrier voice or paging communications).
(d) Signaling system 7. Signaling System 7 (SS7) providers shall submit
electronically a Notification to the Commission within 120 minutes of
discovering that they have experienced on any facilities that they own,
operate, lease, or otherwise utilize an outage of at least 30 minutes
duration that is manifested as the generation of at least 90,000 blocked
calls based on real-time traffic data or at least 30,000 lost calls based on
historic carried loads. In cases where a third-party SS7 provider cannot
directly estimate the number of blocked calls, the third-party SS7 provider
shall use 500,000 real-time lost MTP messages as a surrogate for 90,000
real-time blocked calls, or 167,000 lost MTP messages on a historical basis
as a surrogate for 30,000 lost calls based on historic carried loads.
Historic carried load data or the number of lost MTP messages on a
historical basis shall be for the same day(s) of the week and the same
time(s) of day as the outage, and for a time interval not older than 90 days
preceding the onset of the outage. In situations where, for whatever reason,
real-time and historic data are unavailable to the provider, even after a
detailed investigation, the provider must determine the carried load based
on data obtained in the time interval between the onset of the outage and
the due date for the final report; this data must cover the same day of the
week and the same time of day as the outage. If this cannot be done, for
whatever reason, the outage must be reported. Justification that such data
accurately estimates the traffic that would have been carried at the time of
the outage had the outage not occurred must be available on request.
Finally, whenever a pair of STPs serving any communications provider becomes
isolated from a pair of interconnected STPs that serve any other
communications provider, for at least 30 minutes duration, each of these
communications providers shall submit electronically a Notification to the
Commission within 120 minutes of discovering such outage. Not later than 72
hours after discovering the outage, the provider(s) shall submit
electronically an Initial Communications Outage Report to the Commission.
Not later than thirty days after discovering the outage, the provider(s)
shall submit electronically a Final Communications Outage Report to the
Commission. The Notification and the Initial and Final reports shall comply
with all of the requirements of Sec. 4.11.
(e) Wireless. All wireless service providers shall submit electronically a
Notification to the Commission within 120 minutes of discovering that they
have experienced on any facilities that they own, operate, lease, or
otherwise utilize, an outage of at least 30 minutes duration:
(1) Of a Mobile Switching Center (MSC);
(2) That potentially affects at least 900,000 user minutes of either
telephony and associated data (2nd generation or lower) service or paging
service;
(3) That affects at least 1,350 DS3 minutes;
(4) That potentially affects any special offices and facilities (in
accordance with paragraphs (a) through (d) of Sec. 4.5) other than airports
through direct service facility agreements; or
(5) That potentially affects a 911 special facility (as defined in (e) of
Sec. 4.5), in which case they also shall notify, as soon as possible by
telephone or other electronic means, any official who has been designated by
the management of the affected 911 facility as the provider's contact person
for communications outages at that facility, and they shall convey to that
person all available information that may be useful to the management of the
affected facility in mitigating the effects of the outage on callers to that
facility. (DS3 minutes and user minutes are defined in paragraphs (d) and
(e) of Sec. 4.7.) In determining the number of users potentially affected by a
failure of a switch, a concentration ratio of 8 shall be applied. For
providers of paging service solely, however, the following outage criteria
shall apply instead of those in paragraphs (b)(1) through (b)(3) of this
section. Notification must be submitted if the failure of a switch for at
least 30 minutes duration potentially affects at least 900,000 user-minutes.
Not later than 72 hours after discovering the outage, the provider shall
submit electronically an Initial Communications Outage Report to the
Commission. Not later than thirty days after discovering the outage, the
provider shall submit electronically a Final Communications Outage Report to
the Commission. The Notification and the Initial and Final reports shall
comply with all of the requirements of Sec. 4.11.
(f) Wireline. All wireline communications providers shall submit
electronically a Notification to the Commission within 120 minutes of
discovering that they have experienced on any facilities that they own,
operate, lease, or otherwise utilize, an outage of at least 30 minutes
duration that:
(1) Potentially affects at least 900,000 user minutes of either telephony or
paging;
(2) Affects at least 1,350 DS3 minutes;
(3) Potentially affects any special offices and facilities (in accordance
with paragraphs (a) through (d) of Sec. 4.5); or
(4) Potentially affects a 911 special facility (as defined in paragraph (e)
of Sec. 4.5), in which case they also shall notify, as soon as possible by
telephone or other electronic means, any official who has been designated by
the management of the affected 911 facility as the provider's contact person
for communications outages at that facility, and the provider shall convey
to that person all available information that may be useful to the
management of the affected facility in mitigating the effects of the outage
on efforts to communicate with that facility. (DS3 minutes and user minutes
are defined in paragraphs (d) and (e) of Sec. 4.7.) Not later than 72 hours
after discovering the outage, the provider shall submit electronically an
Initial Communications Outage Report to the Commission. Not later than
thirty days after discovering the outage, the provider shall submit
electronically a Final Communications Outage Report to the Commission. The
Notification and the Initial and Final reports shall comply with all of the
requirements of Sec. 4.11.
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